UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(D) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of report (Date of earliest event reported): June 4, 2019
SECOND SIGHT MEDICAL PRODUCTS, INC. |
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(Exact Name of Registrant as Specified in Its Charter) |
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California |
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(State or Other Jurisdiction of Incorporation) |
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001-36747 |
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02-0692322 |
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(Commission File Number) |
(IRS Employer Identification No.) |
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12744 San Fernando Road, Suite 400 |
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(Address of Principal Executive Offices) |
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(818) 833-5000 |
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(Registrant's Telephone Number, Including Area Code) |
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(Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
☐Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
☐Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
☐Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Act of 1934 (§240.12b-2 of this chapter).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☒
Securities registered pursuant to Section 12(b) of the Act:
Title of each class |
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Trading Symbol(s) |
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Name of each exchange on which registered |
Common Stock |
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EYES |
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NASDAQ |
Warrants |
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EYESW |
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NASDAQ |
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-1- |
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ITEM 5.07. Submission of Matters to a Vote of Security Holders
The 2019 Annual Meeting of Shareholders of Second Sight Medical Products Inc. ("Second Sight" or "Company") was held on June 4, 2019, in Los Angeles, California. Holders of 115,704,477 shares of Second Sight's common stock were represented at the meeting in person or by proxy, constituting a quorum. The following are the voting results on each matter submitted to the shareholders of Second Sight at the annual meeting. The proposals acted upon by the shareholders are described in detail in Second Sight's Proxy Statement which was filed with the Securities and Exchange Commission on April 25, 2019.
Proposal 1: The shareholders elected each of the five director nominees to the Board of Directors of the Company to serve until the 2020 Annual Meeting of Shareholders or until his successor has been duly elected and qualified, as follows:
Nominee |
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For |
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Withheld/ Abstentions |
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Broker Non-Votes |
Will McGuire |
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86,082,462 |
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188,344 |
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29,433,671 |
William J. Link |
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85,926,724 |
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344,082 |
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29,433,671 |
Aaron Mendelsohn |
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85,968,760 |
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302,046 |
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29,433,671 |
Gregg Williams |
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85,778,488 |
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492,318 |
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29,433,671 |
Matthew Pfeffer |
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86,064,643 |
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206,163 |
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29,433,671 |
Proposal 2: The shareholders approved an amendment to the Restated Articles of Incorporation to increase the authorized shares of common stock of the Company from 200,000,000 shares to 300,000,000 shares, as follows:
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For |
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Against |
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Abstentions |
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Broker Non-Votes |
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108,559,132 |
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3,974,325 |
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745,915 |
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2,425,105 |
Proposal 3: The shareholders, on an advisory basis, ratified the appointment of Gumbiner Savett Inc. as Second Sight’s independent registered public accounting firm for the year ending December 31, 2019, as follows:
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For |
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Against |
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Abstentions |
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Broker Non-Votes |
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114,509,466 |
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788,181 |
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406,830 |
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0 |
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
SECOND SIGHT MEDICAL PRODUCTS, INC.
/s/ John T. Blake |
By: John T. Blake |
Chief Financial Officer |
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